One document matched: draft-fairhurst-6man-tsvwg-udptt-00.xml


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<rfc category="info" docName="draft-fairhurst-6man-tsvwg-udptt-00"
     ipr="trust200902">
  <!-- category values: std, bcp, info, exp, and historic
     ipr values: full3667, noModification3667, noDerivatives3667
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     they will automatically be output with "(if approved)" -->

  <!-- ***** FRONT MATTER ***** -->

  <front>
    <!-- The abbreviated title is used in the page header - it is only necessary if the 
         full title is longer than 39 characters -->

    <title abbrev="UDPTT">The UDP Tunnel Transport mode</title>

    <!-- add 'role="editor"' below for the editors if appropriate -->

    <!-- Another author who claims to be an editor -->

    <author fullname="Godred Fairhurst" initials="G." surname="Fairhurst">
      <organization>University of Aberdeen</organization>

      <address>
        <postal>
          <street>School of Engineering</street>

          <!-- Reorder these if your country does things differently -->

          <city>Aberdeen, AB24 3UE</city>

          <region></region>

          <code></code>

          <country>Scotland, UK</country>
        </postal>

        <phone></phone>

        <email>gorry@erg.abdn.ac.uk</email>

        <uri>http://www.erg.abdn.ac.uk/users/gorry</uri>

        <!-- uri and facsimile elements may also be added -->
      </address>
    </author>

    <date day="13" month="April" year="2009" />

    <!-- If the month and year are both specified and are the current ones, xml2rfc will fill 
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    <!-- Meta-data Declarations -->

    <area>General</area>

    <workgroup>Internet Engineering Task Force</workgroup>

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    <keyword>template</keyword>

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    <abstract>
      <t>This document proposes a standards track protocol called the the UDP
      Tunnel Transport. This protocol updates the UDP processing of RFC 2460
      for hosts and routers. The update enables a sender to generate a UDP
      datagram where the UDP checksum is replaced by a header check determined
      only by the protocol header information. The document also updates the
      way the IPv6 UDP length field is interpreted. The use of this mode is
      intended to minimise the processing cost for the transport of tunnel
      packets using UDP.</t>
    </abstract>
  </front>

  <middle>
    <section title="Introduction">
      <t>The UDP Tunnel Transport (UDPTT) is a protocol that updates the UDP
      processing of <xref target="RFC2460">RFC2460</xref> for hosts and
      routers. UDPTT is intended to transport datagrams that carry
      tunnel-encapsulated packets,</t>

      <t>A UDPTT end point may be either a host or a router. The tunneling
      protocol introduces a header check that validates the delivery of the
      packet to the correct endpoint. This check is not intended as an
      authentication check (in the manner of a security protocol), but is
      introduced to reduce the probability that the endpoint stacks receive
      erroneous packets that may corrupt internal state, introduce unnecessary
      packet processing, or lead to ambiguous packet counts.</t>

      <t>The way in which the header check is computed in UDPTT will usually
      result in a constant value for each UDP flow. This value may be cached
      as part of the tunnel endpoint flow state. Once the tunnel has been
      created, this requires a 16-bit comparison operation, rather than a 1's
      complement checksum. this approach was driven by a desire to eliminate
      expensive computation in routers that may need to handle many flows
      operating at high rate.</t>

      <t>The next section provides background information on UDP variants and
      the use of UDP and UDP for tunneling. Section 2 defines the UDPTT
      protocol and section 3 provides information about the use of UDPTT.</t>

      <section title="Background">
        <t>The User Datagram Protocol (UDP) is defined in <xref
        target="RFC0768"></xref>. This supports two checksum behaviours when
        used with IPv4. The normal behaviour is for the sender to calculate a
        checksum over a block of data that includes a pseudo header and the
        UDP datagram payload. The receiver validates.</t>

        <t>The UDP header includes an optional, 16-bit one's complement
        checksum that provides an a statistical guarantee that the payload was
        not corrupted in transit. It also allows the receiver to verify that
        it was the intended destination of the datagram, because it includes a
        pseudo header that covers the IP addresses, port numbers, and Next
        Header value corresponding to the UDP transport protocol. This
        verifies that the datagram is not truncated or padded, because it
        covers the size field. It therefore protects an application against
        receiving corrupted payload data in place of, or in addition to, the
        data that was sent. Applications are recommended to enable UDP
        checksums <xref target="RFC5405"></xref>, although <xref
        target="RFC0768">UDP</xref> permits the option to be disabled when
        used with IPv4.</t>

        <t>Unlike IPv4, when UDP datagrams are originated by an IPv6 node, the
        UDP checksum is not optional. The use of the UDP checksum is required
        when applications transmit UDP over IPv6 <xref
        target="RFC2460"></xref>, since there is no network-layer integrity
        check. UDPTT provides an alternative intended to achieve at least
        equivalent protection to using IPv4 (with the associated header
        checksum) and UDP (with the checksum disabled). The offered protection
        is identical to that provided by UDP-Lite using minimal checksum
        coverage.</t>

        <t><xref target="RFC3828">UDP-Lite</xref> provides a checksum with an
        optional partial coverage. When using this option, a datagram is
        divided into a sensitive part (covered by the checksum) and an
        insensitive part (not covered by the checksum). Errors in the
        insensitive part will not cause the packet to be discarded by the
        transport layer at the receiving end host. When the checksum covers
        the entire packet, which should be the default, UDP-Lite is
        semantically identical to UDP. UDP-Lite is specified for use with IPv4
        and IPv6, and uses an IP protocol type (or IPv6 next header) with a
        value of 136 decimal.</t>

        <t>While UDP-Lite benefits from differential link error treatment,
        where the packet header is afforded higher protection on a radio link
        compared to the payload, this is explicitly not the goal of UDPTT. For
        UDPTT, the payload will normally be protected by other integrity
        checks, and generally all parts of the packet will seek equal
        protection, as for UDP and TCP.</t>
      </section>

      <section title="Use of UDP Tunnels ">
        <t>One increasingly popular use of UDP is as a tunneling protocol,
        where a tunnel endpoint encapsulates the packets of another protocol
        inside UDP datagrams and transmits them to another tunnel endpoint.
        Using UDP as a tunneling protocol is attractive when the payload
        protocol is not supported by middleboxes that may exist along the
        path, because many middleboxes support transmission using UDP. In this
        use, the receiving endpoint decapsulates the UDP datagrams and
        forwards the original packets contained in the payload <xref
        target="RFC5405"></xref>. Tunnels establish virtual links that appear
        to directly connect locations that are distant in the physical
        Internet topology and can be used to create virtual (private)
        networks.</t>

        <t>This is expected to be the normal use of UDPTT, where UDPTT may
        replace UDP as the tunnel transport when there is a desire to reduce
        processing costs at the tunnel endpoints. The end point for the UDPTT
        may be either a host or a router.</t>

        <t>{Note: The current specification targets use with IPv6, however the
        method may also be applicable to IPv4}</t>

        <!--Note: The current specification targets use with IPv6, however the method may also be applicable to IPv4-->
      </section>
    </section>

    <section anchor="the_update" title="Update to RFC 2460 to support UDTT">
      <t>This section defines the update to IPv6 [RFC2460], if this document
      is approved for publication by the IETF.</t>

      <section title="Terminology">
        <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
        document are to be interpreted as described in <xref
        target="RFC2119"></xref>.</t>
      </section>

      <section title="UDPTT Next Header Value">
        <t>UDPTT datagrams are carried in the payload of IPv6 packets. UDP and
        UDPTT share the next header protocol number (decimal 17) and are
        differentiated only by the Length of the IP payload.</t>
      </section>

      <section title="UDPTT Header Format">
        <t>The UDPTT header is shown in figure <xref
        target="udptt_format">udptt_format</xref> . The use of this format
        resembles that of UDP, and is a subset of the format specified for
        UDP-Lite <xref target="RFC3828"></xref>.</t>

        <figure align="center" anchor="udptt_format"
                title="UDPTT Header Format">
          <artwork align="center"><![CDATA[ 0              15 16             31
+--------+--------+--------+--------+
|     Source      |   Destination   |
|      Port       |      Port       |
+--------+--------+--------+--------+
|                 |     Header      |
|    0x0008       |      Check      |
+--------+--------+--------+--------+
|                                   |
:           UDPTT Payload           :
|  (no additional integrity check)  |
+-----------------------------------+]]></artwork>
        </figure>

        <t></t>

        <t>The source and destination ports are used in the same way as for
        UDP and UDP-Lite. UDPTT does not provide any additional information to
        identify the type of tunnel being supported or the format of the
        tunnel encapsulation.</t>

        <t>In UDPTT, the Length field has been replaced by a constant value of
        8 (corresponding to the size of the UDP pseudo-header). The length of
        the payload part is determined by the size information provided by the
        IP module in the same manner as for <xref
        target="RFC0793">TCP</xref>.</t>

        <t>The Header Check field is a 16-bit value calculated as specified in
        the next section. This value is set by the sender and validated by the
        receiver.</t>
      </section>

      <section title="UDP and UDPTT Datagrams with no payload">
        <t>It is normally expected that UDPTT datagrams will carry a
        tunnel-encapsulated packet as payload. A UDPTT datagram with no
        payload is indistinguishable from a UDP datagram with no payload. Both
        have the same representation on the wire, and the same semantics at
        the sender and receiver. There is no need for a receiver to
        differentiate these packets.</t>
      </section>

      <section title="Calculation of Header Check">
        <t>The Header Check is computed as the 16-bit one's complement of the
        one's complement sum <xref target="RFC1071"></xref> of a pseudo-header
        of information collected from the IPv6 and UDP header fields <xref
        target="RFC2460"></xref>.</t>

        <t>Prior to computation, the checksum field MUST be set to zero. If
        the computed checksum is 0, it is transmitted as all ones (the
        equivalent in one's complement arithmetic) <xref
        target="RFC2460"></xref> specifies that IPv6 receivers must discard
        UDP datagrams containing a zero checksum, and should log the error.
        This processing is preserved in this update.</t>

        <t>The pseudo header is different from the pseudo header of UDP in one
        way: The value of the Upper-Layer Packet Length field of the pseudo
        header<xref target="RFC2460"></xref> is not taken from the UDPTT
        header, but rather from information provided by the IP module. This
        computation is perfomed in the same manner as for <xref
        target="RFC0793">TCP</xref>, where the Length field in the pseudo
        header includes the UDPTT header and all subsequent bytes in the IPv6
        payload.</t>

        <t>IPv6 Jumbograms are NOT supported in the UDPTT protocol. If
        required, such packets may be sent using UDP.</t>

        <t>The way in which the header check is computed in UDPTT will usually
        result in a constant value for each UDP flow. This value may be cached
        as part of the tunnel endpoint flow state. Once the tunnel has been
        created, a sender MAY insert the cached value instead of computing teh
        checksum, and a receiver may then use a 16-bit comparison of the
        received value against the cached value, rather than a 1's complement
        checksum. This approach may be desirable to eliminate expensive
        computation in routers that need to handle many UDPTT flows operating
        at high rate.</t>
      </section>

      <section title="Multicast support for UDPTT">
        <t>Like UDP and UDP-Lite, UDPTT MAY be used as a transport for
        multicast datagrams.</t>
      </section>
    </section>

    <section title="Using UDPTT">
      <t>This section provides information for implementors and users of
      UDPTT.</t>

      <section title="Guidelines for Application Designers">
        <t>Implementors may use UDPTT in the same way as UDP providing that
        the application does not need to validate the UDP datagram payload.
        The protocol is not constrained to the semantics of one particular
        tunnel usage, and is belived compatible with a range of tunnel
        mechanisms. Like UDP-Lite, this protocol does not provide an integrity
        check of the payload data, in this case assumed to be a tunneled
        packet. This is consistent with other IETF-defined tunnel
        encapsulations. If the tunnel requires greater assurance that data is
        correct or has been delivered to the correct end point (e.g. where
        control data is carried over UDPTT), then the tunnel encapsulation
        SHOULD introduce its own integrity checks.</t>

        <t>Implementors may use cache the Header Check value (as described in
        section 2.5) to reduce per-packet processing cost for established
        tunnels.</t>

        <t>The <xref target="RFC5405">UDP Usage Guidelines</xref> provides
        guidance for application designers the use of UDP to support
        tunneling. These guidelines also apply to this protocol.</t>
      </section>

      <section title="Backwards compatibility with RFC 2460">
        <t>There are three possible behaviours when a UDPTT datagram is
        received by an IPv6 host that only supports UDP <xref
        target="RFC2460">as defined in </xref>. <list style="numbers">
            <t>A receiver with a checksum that uses the Upper-Layer Packet
            Length from the IP Length field. A receiver that uses the
            UDP-Length field will silently discard the packet, because a
            mismatching pseudo header would cause the UDP checksum to fail.
            This behaviour is safe, but no tunnel can be established until the
            stack is updated to support UDPTT.</t>

            <t>A receiver with a checksum that uses the Upper-Layer Packet
            Length from the UDP Length field, and forwards a number of bytes
            corresponding to the UDP Length field. A receiver that uses the
            UDP-Length field will calculate a correct checksum. The transport
            layer will forward a truncated UDP packet (with the payload part
            removed), since the UDP Length will be interpreted as indicating
            there is no payload part. This behaviour may result in an
            application receiving null UDP packets. Application designers are
            encouraged to design their applications to be robust to such
            packets <xref target="RFC5405"></xref>. Since no data is passed to
            the application, there is no danger of inserting unwanted bytes
            into the data stream at the receiver. This behaviour is safe, but
            no tunnel can be established until the stack is updated to support
            UDPTT.</t>

            <t>A receiver with a checksum that uses the Upper-Layer Packet
            Length from the UDP Length field, and forwards a number of bytes
            corresponding to the IP Length field. A receiver that uses the
            UDP-Length field will calculate a correct checksum. The transport
            layer will forward the UDP packet towards the application with the
            payload part. This is also the expected behaviour for UDPTT.</t>
          </list></t>
      </section>

      <section title=" Middlebox Traversal and Incremental Checksum Update">
        <t>Middlebox traversal needs to be considered when planning the
        deployment of any new transport protocol. Middleboxes are known to
        exist that verify the correctness of the UDP header. Following
        publication of this specification it is expected that middleboxes will
        support UDPTT:</t>

        <t><list style="symbols">
            <t>Middleboxes SHOULD NOT truncate IPv6 datagrams where the IP
            length exceeds the Length specified in the UDP Header.</t>

            <t>If required to update the transport checksum (UDPTT Header
            Check), a middlebox MAY use the <xref
            target="RFC1141">increemental checksum update
            procedure</xref>.</t>

            <t>If required to validate the transport checksum (UDPTT Header
            Check), a middlebox MUST use the method defined in this
            document.</t>
          </list>This document does not modify the requirement that IPv6
        receivers must discard UDP datagrams containing a zero checksum <xref
        target="RFC2460">zero checksum</xref>.</t>

        <t></t>
      </section>
    </section>

    <section anchor="Acknowledgements" title="Acknowledgements"></section>

    <!-- Possibly a 'Contributors' section ... -->

    <section anchor="IANA" title="IANA Considerations">
      <t>The IANA IPv6 Next Header registry entry for the decimal value 17
      needs to reference this document in addition to the RFC 2460.</t>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>{This section to be expanded in future revisions}</t>

      <t>Checks provide the first stage of protection for the stack, although
      they can not be considered authentication mechanisms.</t>

      <t>Checks are desirable to ensure packet counters correctly log actual
      activity, and can spot unusual behaviours.</t>

      <t>Section 3.3 describes middlebox traversal. Firewalls and other
      security devices may need to be updated to correctly process UDPTT
      datagrams.</t>

      <t>A section describes issues relating to backwards compatibility in
      hosts. This section may also be applicable to middleboxes that
      manipulate the transport-layer information.</t>

      <t>UDPTT is compatible with the IPsec Encapsulation Security Protocol,
      <xref target="RFC2406">ESP</xref>, and the Authentication Header, <xref
      target="RFC2402">AH</xref>.</t>
    </section>
  </middle>

  <!--  *****BACK MATTER ***** -->

  <back>
    <!-- -->

    <!--Note: UFDP becomes normative if specified for IPv4. -->

    <references title="Normative References">
      <!--?rfc include="http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml"?-->

      &RFC2119;

      <?rfc include='reference.RFC.0791'?>

      <?rfc include='reference.RFC.0793'?>

      <?rfc include='reference.RFC.1071'?>

      <?rfc include='reference.RFC.2460'?>
    </references>

    <references title="Informative Refe.xmlrences">
      <!-- Here we use entities that we defined at the beginning. -->

      <?rfc ?>

      <?rfc include='reference.RFC.0768'?>

      <?rfc include='reference.RFC.1141'?>

      <?rfc include='reference.RFC.2402'?>

      <?rfc include='reference.RFC.2406'?>

      <?rfc include='reference.RFC.3828'?>

      <?rfc include='reference.RFC.5405'?>

      <!-- A reference written by by an organization not a person. -->
    </references>

    <section anchor="app-additional" title="Why do we need a checksum? Stuff">
      <t>{This section to be expanded in future revisions}</t>

      <t>Previous research showed malformed packets can be received across the
      Internet, a side effect of broken internal processing (internal transfer
      errors) in routers or hosts. When the checksum is used with UDP/IPv6, it
      significantly reduces the impact of such errors, reducing the
      probability of undetected corruption of state (and data) on both the
      host stack and the applications using the transport service.</t>

      <t>Corruption in the network may result in: <list style="symbols">
          <t>a datagram being mis-delivered to the wrong host/router or the
          wring transport entity within a host/router. Such a datagram should
          be discarded.</t>

          <t>a datagram payload being corrupted and delivered to the intended
          host/router transport entity. Such a datagram needs to be either
          discarded or correctly processed by an application that has its own
          integrity checks.</t>

          <t>a datagram payload being truncated by corruption of the length
          field. Such a datagram needs to be discarded.</t>
        </list>The decision to omit an integrity check at the IPv6 level means
      that the transport check is overloaded with many functions including
      validating: <list style="symbols">
          <t>the endpoint address was not corrupted within a router - this
          packet was meant for this destination and a wrong header has not
          been spliced to a different payload.</t>

          <t>the extension header processing is correctly delimited - the
          start of data has not been corrupted. The protocol types does this
          also to some extent.</t>

          <t>reassembly processing, when used.</t>

          <t>the length of the payload.</t>

          <t>the port values - i.e. the correct application gets the payload
          (applications should also check source ports/address).</t>

          <t>the payload integrity.</t>
        </list></t>

      <t>In IPv4, the first 4 checks are made by the IPv4 header checksum.</t>

      <t>In IPv6, this checking occurs within the stack using the UDP checksum
      information. UDPTT also performs these checks.</t>

      <t>In tunnel encapsulations, payload integrity may be provided by higher
      layer tunnel encapsulations (often using the IPv4, UDP, UDP-lIte, or TCP
      checksums).</t>

      <t>There are implications on the detectability of mis-delivery of a
      packet to an incorrect endpoint/socket, and the robustness of the
      internet infrastructure.</t>

      <t>The IETF has defined other tunneling protocols that do not include a
      check value. However, these are typically layered directly over the
      Internet layer and are not also used as endpoint transport protocols.
      Specifically packets are only delivered to protocol modules that process
      a specific next header value. The next header field therefore provides a
      first-level check of correct demultiplexing. Since the UDP port space is
      shared many diverse application, this check is not available when UDP is
      used as transport and therefore the demultiplexing relies solely on the
      destination port number.</t>

      <t>Deterministic reporting of statistics is desirable: router/endpoint
      MIBs and other statistics gathering methods have the ability to detect
      this type of error, rather than recording this as valid traffic between
      spurious endpoints.</t>

      <t>Some IPv6 aware middleware and firewalls may drop or truncate UDPTT
      datagrams.</t>

      <t>{Note: The author would be glad to know of specific cases of
      truncation and other behaviours.}</t>

      <section title="IPv4 Compatibility">
        <t>The current version of this document does not specify encapsulation
        using IPv4 <xref target="RFC0791"></xref>. For this network protocol.
        UDP is permitted to disable the UDP checksum and rely on the IPv4
        header checksum.</t>

        <t>{Future versions of this document could also consider support for
        IPv4 if the WG considers this useful|}</t>
      </section>

      <section title="Why not set the IPv6 UDP checksum to zero?">
        <t>{This section to be expanded in future revisions}</t>

        <t>Topics to be discussed:<list style="symbols">
            <t>RFC2460</t>

            <t>Behaviour of NAT/Middleboxes</t>

            <t>Implications on host acting as routers and transport end
            points.</t>
          </list></t>

        <t></t>
      </section>
    </section>

    <section title="Document Change History">
      <t>{RFC EDITOR NOTE: This section must be deleted prior to
      publication}</t>

      <t><list style="hanging">
          <t hangText="Individual Draft 00 ">This is the first presentation of
          this document.</t>
        </list></t>
    </section>

    <!-- Change Log
-->
  </back>
</rfc>

PAFTECH AB 2003-20262026-04-23 17:00:51