One document matched: draft-altman-tls-channel-bindings-07.xml


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<rfc category="std" ipr="pre5378Trust200902" docName="draft-altman-tls-channel-bindings-07.txt">
    <front>
	<title abbrev="TLS Channel Bindings">Channel Bindings for TLS</title>
	<author initials='J.' surname="Altman" fullname='Jeff
	    Altman'>
	    <organization abbrev="Secure Endpoints">Secure Endpoints</organization>
	    <address>
		<postal>
		    <street>255 W 94TH ST PHB</street>
		    <city>New York</city> <region>NY</region>
		    <code>10025</code> <country>US</country>
		</postal>
		<email>jaltman@secure-endpoints.com</email>
	    </address>
	</author>
	<author initials='N.' surname="Williams" fullname='Nicolas Williams'>
	    <organization abbrev="Sun">Sun Microsystems</organization>
	    <address>
		<postal>
		    <street>5300 Riata Trace Ct</street>
		    <city>Austin</city>
		    <region>TX</region>
		    <code>78727</code>
		    <country>US</country>
		</postal>
		<email>Nicolas.Williams@sun.com</email>
	    </address>
	</author>
	<author initials="L." surname="Zhu" fullname="Larry Zhu">
	    <organization>Microsoft Corporation</organization>
	    <address>
		<postal>
		    <street>One Microsoft Way</street>
		    <city>Redmond</city>
		    <region>WA</region>
		    <code>98052</code>
		    <country>US</country>
		</postal>
		<email>lzhu@microsoft.com</email>
	    </address>
	</author>
        <date month="October" year="2009"/>
	<area>Security</area>
	<workgroup>NETWORK WORKING GROUP</workgroup>
	<keyword>Internet-Draft</keyword>

	<abstract>

	    <t>This document defines three channel binding types for
		Transport Layer Security (TLS), tls-unique,
		tls-server-end-point, and tls-unique-for-telnet, in
		accordance with RFC 5056 (On Channel Binding).</t>

	</abstract>

    </front>

    <middle>

	<section title="Conventions used in this document">

            <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL",
            "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
            and "OPTIONAL" in this document are to be interpreted as
            described in <xref target="RFC2119"/>.</t>

        </section>

	<section title="Introduction">

	    <t>Subsequent to the publication of "On Channel Bindings"
		<xref target="RFC5246"/>, three channel binding types
		for Transport Layer Security (TLS) were proposed,
		reviewed and added to the IANA channel binding type
		registry, all in accordance with <xref
		    target="RFC5246"/>.  Those channel binding types
		are: 'tls-unique', 'tls-server-end-point', and
		'tls-unique-for-telnet'.  It has become desirable to
		have these channel binding types re-registered through
		an RFC so as to make it easier to reference them.  This
		document does just that.  The authors of those three
		channel binding types have, or have indicated that they
		will, transferred "ownership" of those channel binding
		types to the IESG.</t>

	    <t>We also provide some advice on the applicability of these
		channel binding types, as well as advice on when to use
		which.  And we provide an abstract API that TLS
		implementors should provide, by which to obtain channel
		bindings data for a TLS connection.</t>

	</section>

	<section title="The 'tls-unique' Channel Binding Type">

	    <t>IANA is hereby directed to update the registration of the
		'tls-unique' channel binding type to match the
		following.  Note that the only material changes from the
		original registration should be: the "owner" (now the
		IESG), contacts, the published specfication, and a
		clarification to the description by the addition of a
		parenthetical note (that is, the first such note in the
		descritption is a new addition).  We also added a note
		indicating that this specification contains
		applicability advice, and we moved security
		considerations notes to the security considerations
		section of this document.  All other fields of the
		registration are copied here for the convenience of
		readers.</t>

	    <section title="Description">

		<t>Description: The client's TLS Finished message (note:
		    the Finished struct) from the first handshake of the
		    connection (note: connection, not session, so that
		    the channel binding is specific to each connection
		    regardless of whether session resumption is
		    used).</t>

	    </section>

	    <section title="Registration">

		<t> <list style='symbols'>

			<t>Channel binding unique prefix: tls-unique</t>

			<t>Channel binding type: unique</t>

			<t>Channel type: TLS <xref
				target='RFC5246'/></t>

			<t>Published specification: <this
			    document></t>

			<t>Channel binding is secret: no</t>

			<t>Description: <See specification></t>

			<t>Intended usage: COMMON</t>

			<t>Person and email address to contact for
			    further information: Larry Zhu
			    (lzhu@microsoft.com), Nicolas Williams
			    (Nicolas.Williams@sun.com).</t>


			<t>Owner/Change controller name and email
			    address: IESG.</t>

			<t>Expert reviewer name and contact information:
			    IETF TLS WG (tls@ietf.org, failing that,
			    ietf@ietf.org)</t>

			<t>Note: see the published specification for
			    advice on the applicability of this channel
			    binding type.</t>

		    </list>

		</t>

	    </section>

	</section>

	<section title="The 'tls-server-end-point' Channel Binding Type">

	    <t>IANA is hereby directed to update the registration of the
		'tls-server-end-point' channel binding type to match the
		following.  Note that the only material changes from the
		original registration should be: the "owner" (now the
		IESG), the contacts, the published specfication, and a
		note indicating that the published specification should
		be consulted for applicability advice.  References were
		added to the description.  All other fields of the
		registration are copied here for the convenience of
		readers.</t>

	    <section anchor="tsep-desc" title="Description">

		<t>Description: The hash of the TLS server's certificate
		    [RFC5280] as it appears, octet for octet, in the
		    server's Certificate message (note that the
		    Certificate message contains a certificate_list, the
		    first element of which is the server's
		    certificate).</t>

		<t>The hash function is to be selected as follows:</t>

		<t>
		    <list style='symbols'>

			<t>if the certificate's signatureAlgorithm uses
			    a single hash function, and that hash
			    function is either MD5 <xref
				target="RFC1321"/> or SHA-1 <xref
				target="RFC3174"/> then use SHA-256
			    <xref target="FIPS-180-2"/>;</t>

			<t>if the certificate's signatureAlgorithm uses
			    a single hash function and that hash
			    function neither MD5 nor SHA-1, then use the
			    hash function associated with the
			    certificate's signatureAlgorithm;</t>

			<t>if the certificate's signatureAlgorithm uses
			    no hash functions or multiple hash
			    functions, then this channel binding type's
			    channel bindings are undefined at this time
			    (updates to is channel binding type may
			    occur to address this issue if it ever
			    arises).</t>

		    </list>
		</t>

		<t>The reason for using a hash of the certificate is
		    that some implementations need to track the channel
		    binding of a TLS session in kernel-mode memory,
		    which is often at a premium.</t>

	    </section>

	    <section title="Registration">

		<t>

		    <list style='symbols'>

			<t>Channel binding unique prefix:
			    tls-server-end-point</t>

			<t>Channel binding type: end-point</t>

			<t>Channel type: TLS <xref
				target='RFC5246'/></t>

			<t>Published specification: <this
			    document></t>

			<t>Channel binding is secret: no</t>

			<t>Description: <See specification></t>

			<t>Intended usage: COMMON</t>

			<t>Person and email address to contact for
			    further information: Larry Zhu
			    (lzhu@microsoft.com), Nicolas Williams
			    (Nicolas.Williams@sun.com).</t>

			<t>Owner/Change controller name and email
			    address: IESG.</t>

			<t>Expert reviewer name and contact information:
			    IETF TLS WG (tls@ietf.org, failing that,
			    ietf@ietf.org)</t>

			<t>Note: see the published specification for
			    advice on the applicability of this channel
			    binding type.</t>

		    </list>

		</t>

	    </section>

	</section>

	<section title="The 'tls-unique-for-telnet' Channel Binding Type">

	    <t>IANA is hereby directed to update the registration of the
		'tls-unique-for-telnet' channel binding type to match
		the following.  Note that the only material changes from
		the original registration should be: the "owner" (now
		the IESG), the contacts, the published specfication, and
		a note indicating that the published specification
		should be consulted for applicability advice.  The
		description is also clarified.  We also moved security
		considerations notes to the security considerations
		section of this document.  All other fields of the
		registration are copied here for the convenience of
		readers.</t>

	    <section title="Description">

		<t>Description: There is a proposal for adding a
		    "StartTLS" extension to TELNET, and a channel
		    binding extension for the various TELNET AUTH
		    mechanisms whereby each side sends the other a
		    "checksum" (MAC) of their view of the channel's
		    bindings. The client uses the first TLS Finished
		    messages (note: the Finished struct) from the client
		    and server, each concatenated in that order and in
		    their clear text form. The server does the same but
		    in the opposite concatenation order (server, then
		    client).</t>

	    </section>

	    <section title="Registration">

		<t>

		    <list style='symbols'>

			<t>Channel binding unique prefix:
			    tls-unique-for-telnet</t>

			<t>Channel binding type: unique</t>

			<t>Channel type: TLS <xref
				target='RFC5246'/></t>

			<t>Published specification: <this
			    document></t>

			<t>Channel binding is secret: no</t>

			<t>Description: <See specification></t>

			<t>Intended usage: COMMON</t>

			<t>Person and email address to contact for
			    further information: Jeff Altman
			    (jaltman@secure-endpoints.com), Nicolas
			    Williams (Nicolas.Williams@sun.com).</t>

			<t>Owner/Change controller name and email
			    address: IESG.</t>

			<t>Expert reviewer name and contact information:
			    IETF TLS WG (tls@ietf.org, failing that,
			    ietf@ietf.org)</t>

			<t>Note: see the published specification for
			    advice on the applicability of this channel
			    binding type.</t>

		    </list>

		</t>

	    </section>

	</section>

	<section title="Applicability of TLS Channel Binding Types">

	    <t>The 'tls-unique-for-telnet' channel binding type is only
		applicable to TELNET <xref target="RFC0854"/>, and is
		available for all TLS connections.</t>

	    <t>The 'tls-unique' channel binding type is available for
		all TLS connections, while 'tls-server-end-point' is
		only available when TLS cipher suites with server
		certificates are used, specifically: cipher suites that
		use the Certificate handshake message, which
		typically involve the use of PKIX <xref
		    target='RFC5280'/>.  For example,
		'tls-server-end-point' is available when using TLS
		ciphers suites such as (this is not an exhaustive list):

		<list style='symbols'>
		    <t>TLS_DHE_DSS_WITH_*</t>
		    <t>TLS_DHE_RSA_WITH_*</t>
		    <t>TLS_DH_DSS_WITH_*</t>
		    <t>TLS_DH_RSA_WITH_*</t>
		    <t>TLS_ECDHE_ECDSA_WITH_*</t>
		    <t>TLS_ECDHE_RSA_WITH_*</t>
		    <t>TLS_ECDH_ECDSA_WITH_*</t>
		    <t>TLS_ECDH_RSA_WITH_*</t>
		    <t>TLS_RSA_PSK_WITH_*</t>
		    <t>TLS_RSA_WITH_*</t>
		    <t>TLS_SRP_SHA_DSS_WITH_*</t>
		    <t>TLS_SRP_SHA_RSA_WITH_*</t>
		</list>

		but is not available when using TLS cipher suites such
		as (this is not an exhaustive list):

		<list style='symbols'>
		    <t>TLS_DHE_PSK_WITH_*</t>
		    <t>TLS_DH_anon_WITH_*</t>
		    <t>TLS_ECDHE_PSK_WITH_*</t>
		    <t>TLS_ECDH_anon_WITH_*</t>
		    <t>TLS_KRB5_WITH_*</t>
		    <t>TLS_PSK_WITH_*</t>
		    <t>TLS_SRP_SHA_WITH_*</t>
		</list>

		Nor is this channel binding type available for use with
		OpenPGP server certificates <xref target='RFC5081'/>
		<xref target='RFC4880'/> (since these don't use the
		Certificate handshake message).

	    </t>

	    <t>Therefore 'tls-unique' is generally better than
		'tls-server-end-point'.  However, 'tls-server-end-point'
		may be used with existing TLS server-side proxies
		("concentrators") without modification to the proxies,
		whereas 'tls-unique' may require firmware or software
		updates to server-side proxies.  Therefore there may be
		cases where 'tls-server-end-point' may interoperate but
		where 'tls-unique' may not.</t>

	    <t>Also, authentications mechanisms may arise which depend
		on channel bindings to contribute entropy, in which case
		unique channel bindings would have to always be used in
		preference to end-point channel bindings.  At this time
		there are no such mechanisms, though one such SASL
		mechanism has been proposed.  Whether such mechanisms
		should be allowed is out of scope for this document.</t>

	    <t>In other words, for many applications there may be two
		potentially applicable TLS channel binding types.
		Channel binding is all or nothing for the GSS-API <xref
		    target="RFC2743"/>, and likely other frameworks.
		Therefore agreement on the use of channel binding, and a
		particular channel binding type is necessary.  Such
		agreement can be obtained a priori, by convention, or
		negotiated.</t>

	    <t>The specifics of whether and how to negotiate channel
		binding types are beyond the scope of this document.
		However, it is RECOMMENDED that application protocols
		making use of TLS channel bindings, use 'tls-unique'
		exclusively, except, perhaps, where server-side proxies
		are common in deployments of an application protocol.
		In the latter case an application protocol MAY specify
		that 'tls-server-end-point' channel bindings must be
		used when available, with 'tls-unique' being used when
		'tls-server-end-point' channel bindings are not
		available.  Alternatively, the application may negotiate
		which channel binding type to use, or may make the
		choice of channel binding type configurable.</t>

	    <t>Specifically, application protocol specifications MUST
		indicate at least one mandatory to implement channel
		binding type, MAY specify a negotiation protocol, MAY
		allow for out-of-band negotiation or configuration, and
		SHOULD have a preference for 'tls-unique' over
		'tls-server-end-point'.</t>

	</section>

        <section title="Required Application Programming Interfaces">

	    <t>TLS implementations supporting the use of 'tls-unique'
		and/or 'tls-unique-for-telnet' channel binding types,
		MUST provide application programming interfaces by which
		applications (clients and servers both) may obtain the
		channel bindings for a TLS connection.  Such interfaces
		may be expressed in terms of extracting the channel
		bindings data for a given connection and channel binding
		type.  Alternatively the implementor may provide
		interfaces by which to obtain the initial client
		Finished message, the initial server Finished message
		and/or the server certificate (in a form that matches
		the description of the 'tls-server-end-point' channel
		binding type).  In the latter case the application has
		to have knowledge of the channel binding type
		descriptions from this document.  This document takes no
		position on which form these application programming
		interfaces must take.</t>

	</section>

	<section title="IANA Considerations">

	    <t>The IANA is hereby directed to update three existing
		channel binding type registrations.  See the rest of
		this document.</t>

	</section>

	<section title="Security Considerations">

	    <t>The Security Considerations section of <xref
		    target="RFC5056"/> applies to this document.</t>

	    <t>The TLS Finished messages (see section 7.4.9 of <xref
		    target="RFC5246"/>) are known to both endpoints of a
		TLS connection, and are cryptographycally bound to it.
		Therefore the TLS Finished messages can be safely used
		as a channel binding provided that the authentication
		mechanism doing the channel binding conforms to the
		requirements in <xref target='RFC5056'/>.</t>

	    <t>The server certificate, when present, is also
		cryptographically bound to the TLS connection through
		its use in key transport and/or authentication of the
		server (either by dint of its use in key transport, by
		its use in signing key agreement, or by its use in key
		agreement).  Therefore the server certificate is
		suitable as an end-point channel binding as described in
		<xref target='RFC5056'/>.</t>

	    <section title="Cryptographic Algorithm Agility">

		<t>The 'tls-unique' and 'tls-unique-for-telnet' channel
		    binding types do not add any use of cryptography
		    beyond that used by TLS itself.  Therefore these two
		    channel binding types add no considerations with
		    respect to cryptographic algorithm agility.</t>

		<t>The 'tls-server-end-point' channel binding type
		    consist of a hash of a server certificate.  The
		    reason for this is to produce manageably small
		    channel binding data, as some implementations will
		    be using kernel-mode memory (which is typically
		    scarce) to store these.  This use of a hash
		    algorithm is above and beyond TLS's use of
		    cryptography, therefore the 'tls-server-end-point'
		    channel binding type has a security consideration
		    with respect to hash algorithm agility.  The
		    algorithm to be used, however, is derived from the
		    server certificate's signature algorithm as
		    described in <xref target="tsep-desc"/>; to recap:
		    use SHA-256 if the certificate signature algorithm
		    uses MD5 or SHA-1, else use whatever hash function
		    the certificate uses (unless the signature algorithm
		    uses no hash functions or more than one hash
		    function, in which case 'tls-server-end-point' is
		    undefined).  This construction automatically makes
		    'tls-server-end-point' hash algorithm agile, with a
		    dependency on PKIX and TLS for hash agility.</t>

		<t>Current proposals for randomized signatures
		    algorithms <xref target="I-D.irtf-cfrg-rhash"/>
		    <xref target="NIST-SP.800-106.2009"/> use hash
		    functions in their construction -- a single hash
		    function in each algorithm.  Therefore the
		    'tls-server-end-point' channel binding type should
		    be available even in cases where new signatures
		    algorithms are used that are based on current
		    randomized hashing proposals (but we cannot
		    guarantee this, of course).</t>

	    </section>

	    <section title="On Disclosure of Channel Bindings Data by
		Authentication Mechanisms">

		<t>When these channel binding types were first
		    considered, one issue that some commenters were
		    concerned about was the possible impact on the
		    security of the TLS channel, of disclosure of the
		    channel bindings data by authentication mechanisms.
		    This can happen, for example, when an authentication
		    mechanism transports the channel bindings data, with
		    no confidentiality protection, over other transports
		    (for example, in communicating with a trusted third
		    party), or when the TLS channel provides no
		    confidentiality protection and the authentication
		    mechanism does not protect the confidentiality of
		    the channel bindings data.  This section considers
		    that concern.</t>

		<t>When the TLS connection uses a cipher suite that does
		    not provide confidentiality protection, the TLS
		    Finished messages will be visible to eavesdroppers,
		    regardless of what the authentication mechanism
		    does.  The same is true of the server certificate
		    which, in any case, is generally visible to
		    eavesdroppers.  Therefore we must consider our
		    choices of TLS channel bindings here to be safe to
		    disclose by definition -- if that were not the case
		    then TLS with cipher suites that don't provide
		    confidentiality protection would be unsafe.
		    Furthermore, the TLS Finished message construction
		    depends on the security of the TLS PRF, which in
		    turn needs to be resistant to key recovery attacks,
		    and we think that it is, as it is based on HMAC, and
		    the master secret is, well, secret (and the result
		    of key exchange).</t>

		<t>Note too that in the case of an attempted active
		    man-in-the-middle attack, the attacker will already
		    possess knowledge of the TLS finished messages for
		    both inbound and outbound TLS channels (which will
		    differ, given that the attacker cannot force them to
		    be the same).  No additional information is obtained
		    by the attacker from the authentication mechanism's
		    disclosure of channel bindings data -- the attacker
		    already has it, even when cipher suites providing
		    confidentiality protection are provided.</t>

		<t>None of the channel binding types defined herein
		    produce channel bindings data that must be kept
		    secret.  Moreover, none of the channel binding types
		    defined herein can be expected to be private (known
		    only to the end-points of the channel), except that
		    the unique TLS channel binding types can be expected
		    to be private when a cipher suite that provides
		    confidentiality protection is used to protect the
		    Finished message exchanges and the application data
		    records containing application-layer authentication
		    messages.</t>

	    </section>

        </section>

    </middle>

    <back>

	<references title="Normative References">

	    &rfc2119;&rfc5056;&rfc5246;

	</references>

	<references title="Normative References for 'tls-server-end-point'">

	    <reference anchor='FIPS-180-2'>
		<front>
		    <title>Secure Hash Standard (Federal Information
			Processing Standard (FIPS) 180-2</title>
		    <author>
			<organization
			    abbrev='NIST'>United States of America,
			    National Institute of Standards and
			    Technology</organization>
		    </author>
		</front>
		<format
		    type='PDF'
		    target='http://csrc.nist.gov/publications/fips/fips180-2/fips180-2withchangenotice.pdf'/>
	    </reference>

	</references>

	<references title="Informative References">

	    &rfc0854;&rfc1321;&rfc2743;&rfc3174;&rfc4880;&rfc5081;&rfc5280;&rhash;

	    <reference anchor="NIST-SP.800-106.2009">
		<front>
		    <title>NIST Special Publication 800-106: Randomized
			Hashing for Digital Signatures</title>
		    <author>
			<organization>National Institute of Standards
			    and Technology</organization>
		    </author>
		    <date month="February" year="2009"/>
		</front>
	    </reference>

	</references>

    </back>

</rfc>

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